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About Us
About Us
The SIPC logo means your assets are protected under the Securities Investor Protection Act (SIPA).
We are a non-profit corporation that has been protecting investors for 50 years. We work to restore investors’ cash and securities when their brokerage firm fails. SIPC has recovered billions of dollars for investors. -
Cases & Claims
Cases & Claims
Steps SIPC takes to recover customer assets when a brokerage firm fails financially.
Find claim forms and deadlines for open cases here.SIPC has restored billions of dollars for investors. -
Investors
Investors
SIPC steps in when a brokerage firm fails financially, and assets are missing from customer accounts.
SIPC protects customer assets when a SIPC-member brokerage firm fails financially.
Understand how SIPC protection works if you have multiple accounts.SIPC has recovered billions of dollars for investors. Our job is to recover missing cash or securities if your brokerage firm has gone out of business. SIPC does not protect digital asset securities that are investment contracts that are not registered with the U.S. Securities and Exchange Commission, even if held by a SIPC member brokerage firm.
SIPC has issued Investor Bulletins explaining SIPC’s protection and claims process. Click here for Part I ("SIPC Basics"). Click here for Part II ("Filing a SIPC Claim").
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Member Firms
Member Firms
Member Filing Requirements
Questions about filing requirements? Call the membership department at (202) 371-8300 or contact us.
Portal Information
Information about the SIPC broker-dealer portal.
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News & Media
News & Media
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Resources
Resources
- Contact Us
WASHINGTON, DC – October 5, 2012 – About $38 billion in claims relating to the Lehman Brothers Inc. (LBI) liquidation proceeding will be resolved and the way paved for a 100 percent return of customer property if the agreement in principle reached today by James W. Giddens, Trustee for the liquidation of LBI under the Securities Investor Protection Act (SIPA), and Tony Lomas, the Joint Administrator of Lehman Brothers International (Europe) (LBIE) is approved by the Court. The Securities Investor Protection Corporation (SIPC) today applauded the hard work of Trustee Giddens and his attorneys in reaching that major milestone.
With the return of all LBI customer property, no advances from the SIPC Fund will be necessary to make LBI customers whole.
SIPC President Stephen Harbeck said: “This agreement is a significant achievement that will benefit customers in several ways. Not only will it allow for 100 percent of customer property to be returned, it will allow for the return of securities and cash to customers and creditors in a much more expeditious fashion than if ongoing litigation had continued. SIPC’s goal is always to achieve the maximum recovery for customers and Trustee Giddens’s efforts have yielded the best possible results. SIPC looks forward to continuing to work with the Trustee to finalize this agreement and to its approval by the Court so the distribution of funds to customers can commence.”
Full details on the agreement in principle can be found at http://www.lehmantrustee.com.