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Investors
SIPC steps in when a brokerage firm fails financially, and assets are missing from customer accounts.
SIPC protects customer assets when a SIPC-member brokerage firm fails financially.
Understand how SIPC protection works if you have multiple accounts.SIPC has recovered billions of dollars for investors. Our job is to recover missing cash or securities if your brokerage firm has gone out of business. SIPC does not protect digital asset securities that are investment contracts that are not registered with the U.S. Securities and Exchange Commission, even if held by a SIPC member brokerage firm.
SIPC has issued Investor Bulletins explaining SIPC’s protection and claims process. Click here for Part I ("SIPC Basics"). Click here for Part II ("Filing a SIPC Claim").
WASHINGTON, DC – January 16, 2014 – The Securities Investor Protection Corporation (SIPC), which maintains a special reserve fund authorized by Congress to help investors at failed brokerage firms, today announced the launch of its new website, which has been completely redesigned with investors, financial professionals, and regulators in mind.
New sections of the site assist the public in understanding more about what SIPC is and does and how the claims process works. For those involved in a liquidation proceeding, the upgraded site includes graphical representations of case deadlines, and additional case data.
A new search engine allows user to search the entire site and delivers more targeted, relevant results and content. In order to provide the best user experience possible, the new site incorporates up-to-date best practices in design, information architecture, usability, and mobile and interactive development. To reflect the shift to mobile devices and tablets in recent years, the site is more accessible on handheld devices and will reformat to fit any screen.
SIPC President Stephen Harbeck said: �We at SIPC have always been committed to making sure the general public, and specifically investors, are educated about what we are and what we do to ensure all customers of a failed brokerage firm know where to turn in the event assets are missing. Our new site makes this information even more accessible and easy to understand not just for investors but also for our members, other financial services professionals and legislators. It was developed with feedback from a variety of audiences and we hope to continue the dialogue to ensure the site continues to best meet the needs of all users.�
SIPC is a congressionally chartered organization. In order to ensure maximum accessibility, the new website follows the Digital Government Strategy (http://www.whitehouse.gov/sites/default/files/omb/egov/digital-government/digital-government.html), which guides federal agencies in how to deliver better digital services to any device, at any time and any location.