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Investors
SIPC steps in when a brokerage firm fails financially, and assets are missing from customer accounts.
SIPC protects customer assets when a SIPC-member brokerage firm fails financially.
Understand how SIPC protection works if you have multiple accounts.SIPC has recovered billions of dollars for investors. Our job is to recover missing cash or securities if your brokerage firm has gone out of business. SIPC does not protect digital asset securities that are investment contracts that are not registered with the U.S. Securities and Exchange Commission, even if held by a SIPC member brokerage firm.
SIPC has issued Investor Bulletins explaining SIPC’s protection and claims process. Click here for Part I ("SIPC Basics"). Click here for Part II ("Filing a SIPC Claim").
Thursday, December 11, 2003
Monday, December 1, 2003
Friday, October 3, 2003
No Customer Funds Lost or at Risk in Either Case, Trustees Will Seek Full Recovery of Overbilled Funds Supplied by SIPC.
Friday, September 12, 2003
Collapse of St. Louis Brokerage Firm Tied to Earlier Eberhard/Park South Failure
Wednesday, September 10, 2003
NASD Credited With "Untangling" 30 Smaller Firms Before Liquidation Started
Monday, August 11, 2003
On Release of GAO Report "Securities Investor Protection: Update on Matters Related to the Securities Investor Protection Corporation"
Tuesday, April 22, 2003
Monday, March 31, 2003
Wednesday, February 26, 2003
Friday, February 7, 2003