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Investors
SIPC steps in when a brokerage firm fails financially, and assets are missing from customer accounts.
SIPC protects customer assets when a SIPC-member brokerage firm fails financially.
Understand how SIPC protection works if you have multiple accounts.SIPC has recovered billions of dollars for investors. Our job is to recover missing cash or securities if your brokerage firm has gone out of business. SIPC does not protect digital asset securities that are investment contracts that are not registered with the U.S. Securities and Exchange Commission, even if held by a SIPC member brokerage firm.
SIPC has issued Investor Bulletins explaining SIPC’s protection and claims process. Click here for Part I ("SIPC Basics"). Click here for Part II ("Filing a SIPC Claim").
Thursday, December 28, 2006
Up to $3 Million May Have Been Lost by Under 200 Investors at Small Firm; Arrested Employee Under Investigation for Possible Misuse of Customer Assets.
Monday, October 30, 2006
Miami Attorney, Miami Dade Community College Trustee Featured on List of "Top 100 Most Influential Hispanics"
Monday, July 17, 2006
Miami Attorney Is First Hispanic Appointed to Serve as SIPC Chair
Tuesday, June 20, 2006
Thursday, June 15, 2006
Wednesday, January 4, 2006
Miami Attorney Is First Hispanic and First Floridian Appointed to SIPC Board